The U.S. Court of Appeals for the Fifth Circuit ordered the SEC to "correct defects" in its final rulemaking on issuer repurchase disclosures.

The CFPB summarized the structure, implementation and enforcement mechanisms of a number of state-level Community Reinvestment Acts.

FINRA proposed amendments to the Trade Reporting and Compliance Engine Rules to provide for FINRA to disseminate information on certain Treasury security transactions.

A Canadian chartered bank settled charges with the SEC for accounting control deficiencies that affected the cost capitalization accounting on the bank's internally developed software.

SEC Commissioner Mark T. Uyeda argued that the securities laws were not designed with variable insurance products in mind and highlighted ongoing efforts to improve disclosure.