X

FINRA Publishes 2024 Filing Deadlines for Reports and Schedules

FINRA published 2024 due dates for Annual Report, Financial and Operation Combined Uniform Single (FOCUS), Form Custody and supplemental FOCUS Report filings.

In its Notice, FINRA reminded members that these filings must be made electronically through FINRA Gateway.

Primary Sources

  1. FINRA Information Notice: 2024 and First Quarter of 2025 Report Filing Due Dates

Tags

Regulated Activities
Regulatory Reporting
Regulated Entities
Broker-Dealers
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA