At the Crypto Task Force inaugural roundtable, SEC Commissioner Caroline A. Crenshaw cautioned Commissioner Hester M. Peirce and Acting Chair Mark T. Uyeda against conceding that many crypto assets and related activities should not be subject to securities laws.

A firm settled FINRA charges for placing orders for new issue municipal bonds "without disclosing that the orders were for the firm's dealer account."

Ripple, a provider of digital asset infrastructure, argued that the SEC lacks authority over most digital assets and that the SEC should focus on applying existing securities laws narrowly, instead of expanding its jurisdiction.

FINRA requested comment on "modernizing" current rules, guidance and process relating to capital formation.

The SEC Division of Investment Management updated FAQs for private fund managers and investment advisers communicating gross and net performance under the marketing rule.