In anticipation of an upcoming roundtable on executive compensation, SEC Chair Paul S. Atkins asked how rules might be revised to better reflect the roles of management, boards and advisors.

CFTC Commissioner Christy Goldsmith Romero will leave the agency on May 31, 2025.

SEC Commissioner Mark T. Uyeda urged the SEC to "modernize the exemptive landscape" to expand retail investor participation in private markets. He also highlighted recent research on ESG-related fund practices.

A firm settled FINRA charges for improperly participating in crowdfunding offerings and for related recordkeeping failures.

The SEC Division of Trading and Markets​​​​​​​ updated FAQs clarifying broker-dealer obligations and regulatory considerations for crypto asset activities and distributed ledger technology. The Division and FINRA's Office of General Counsel also withdrew a 2019 Joint Statement regarding broker-dealer custody of digital asset securities.