The SEC filed a joint stipulation with a crypto exchange to dismiss, with prejudice, the SEC's ongoing civil enforcement action against it.

A firm settled FINRA charges for failing to maintain its minimum required net capital and for filing inaccurate financial reports.

The SEC voted to end its defense of the rules requiring disclosure of climate-related risks and greenhouse gas emissions.

SEC Acting Chair Mark T. Uyeda recommended a technology-neutral regulatory approach to AI in financial markets and cautioned against overly prescriptive rules that could stifle innovation.

SEC Commissioner Hester M. Peirce outlined seven strategies for Congress to streamline crypto regulation.