FINRA proposed a rule requiring market centers and larger broker-dealers that trade NMS stocks to submit their execution quality reports for central publication on the FINRA website.

CFTC Acting Chair Caroline D. Pham appointed Rahul Varma to serve as the Acting Director of the Division of Market Oversight.

The SEC and a crypto exchange asked the District Court for the Southern District of New York to "stay of all deadlines" in a case concerning the exchange's interest earning program.

A broker-dealer settled FINRA charges for failing to implement adequate supervisory systems in multiple areas, including compliance with Regulation Best Interest, Form CRS obligations, email monitoring and outside account reviews.

The House Financial Services Committee voted to advance the Stablecoin Transparency and Accountability for a Better Ledger Economy, or STABLE Act.