A firm settled FINRA charges for failing to disclose disciplinary history in its customer relationship summary.

FINRA barred a broker for failing to provide documents and information in connection with an investigation into undisclosed outside business activity.

The Public Company Accounting Oversight Board appointed Connor Raso to be its Acting General Counsel.

The SEC Division of Corporation Finance analyzed the "economic realities" of protocol staking activities under the Supreme Court's Howey test to determine whether money was invested with "a reasonable expectation of profits to be derived from the entrepreneurial or managerial efforts of others."

House Agriculture Committee Chair Glenn Thompson and House Financial Services Chair French Hill introduced the Digital Asset Market Clarity Act of 2025.