The OCC rejected a request from the Conference of State Bank Supervisors to rescind its federal preemption regulations, defending the rules as consistent with federal law, Supreme Court precedent and two recent Executive Orders.
News & Insights
22068 News Results
Acting CFTC Chair Caroline D. Pham urged market participants to engage with CFTC staff early and often as the markets move toward 24/7 trading, perpetual futures and non-intermediated clearing.
SEC Commissioner Hester M. Peirce criticized ESG mandates for distorting capital flows, obscuring material information and rewarding "lobbying prowess."
A firm settled FINRA charges for failing to timely process over 1,200 customer account transfer requests.
Newly sworn-in Federal Reserve Board Vice Chair for Supervision Michelle W. Bowman laid out her "pragmatic" agenda to improve bank supervision and regulation.