The MSRB rescinded proposed rule amendments that would have shortened the post-trade reporting window to one minute, reverting the timeframe to 15 minutes. In addition, FINRA proposed rule amendments to maintain the currently effective 15-minute TRACE reporting timeframe.

The CFTC and SEC extended the compliance date for Form PF amendments that require additional disclosures for private funds. The compliance date was extended from June 12, 2025 to October 1, 2025.

A firm settled FINRA charges for failing to reasonably safeguard customer records and information.

The SEC announced that it will resume processing new and pending registration applications from Swiss investment advisers supervised by the Swiss Financial Market Supervisory Authority.

A firm settled Nasdaq PHLX, LLC charges brought for recordkeeping and supervisory violations related to manually handled options orders.