The Office of the Comptroller of the Currency published a digitalization webpage containing regulatory resources for community banks.

The National Securities Clearing Corporation, a subsidiary of the Depository Trust & Clearing Corporation, will "increase clearing hours to support extended trading."

A firm settled FINRA charges for failing to address red flags related to the sale of a non-traditional exchange-traded products.

In a joint final rule, the SEC and CFTC adopted amendments to Form PF to correct errors, remove outdated references and clarify reporting instructions for SEC-registered investment advisers to private funds.

The OCC granted conditional approval for a national bank "to effect a substantial asset change resulting from a material increase in size." The application stems from a transaction in which a Fintech company seeks to become a bank holding company by indirectly acquiring the bank.