The staff of the SEC Division of Corporation Finance confirmed that an issuer could use a minimum investment amount as a determinative factor in verifying accredited investor status.

A brokerage firm settled FINRA charges for failing to review and evaluate outside business activities of a registered representative.

FINRA initiated a "broad review of its regulatory requirements" to "modernize" its rules and potentially update its regulatory approach.

The CFTC Division of Clearing and Risk extended its no action position on compliance with rules related to Futures Commission Merchant treatment of separate accounts of the same customer.

The House of Representatives passed a resolution nullifying a December 30, 2024 IRS rule requiring "persons effectuating decentralized financial [] transactions to report certain information regarding digital asset sales."