The Investment Company Institute urged the SEC to approve "principles-based" exemptive relief or to issue a class order "allowing any fund or asset manager with an existing co-investment order to engage in co-investment transactions in reliance on the conditions" contained in the instant application.
News & Insights
21953 News Results
The CFPB dismissed its action against several banks and the operator of the Zelle peer-to-peer payments network for failing to implement adequate anti-fraud measures.
The FDIC withdrew proposed rules on brokered deposits, corporate governance and implementing regulations for the Change in Bank Control Act.
A firm and its anti-money laundering compliance officer settled FINRA charges for customer identification program, suspicious activity monitoring, recordkeeping and related supervisory failures.
Senate Banking Committee and House Financial Services Committee Republicans urged Treasury Secretary Bessent to fill the vacancy of Vice Chair for Supervision at the Federal Reserve Board.