The New York Stock Exchange, LLC charged a former floor broker for improperly providing non-public market information to third parties in exchange for direct payments.

The SEC's Division of Corporation Finance expanded accommodations for issuers submitting draft registration statements for nonpublic review.

SEC Commissioner Hester M. Peirce filled key senior positions for the new Crypto Task Force.

Senate Banking Committee and House Financial Services Committee Republicans urged the SEC "to launch a comprehensive review that covers all aspects of the [Consolidated Audit Trail]".

In a short public statement, SEC Commissioner Caroline A. Crenshaw defended the SEC enforcement staff, saying "there is no critique to be made of hardworking civil servants for simply doing their jobs."