In separate remarks to the Small Business Capital Formation Advisory Committee, SEC Acting Chair Mark T. Uyeda and Commissioner Hester M. Peirce highlighted challenges faced by small public companies.

A firm settled FINRA charges for reporting inaccuracies related to municipal and TRACE-eligible securities transactions.

Commissioner Christy Goldsmith Romero stepped down from the CFTC after completing her term.

A cryptocurrency exchange and trading platform pled guilty to one count of operating a money transmitting business without registering with FinCEN.

In its most recent 8-K filing, Coinbase stated that the company "reached an agreement in principle with the SEC Staff, subject to the approval of the SEC's Commissioners, to jointly stipulate to the dismissal of the Litigation with prejudice."