In its annual survey, the North American Securities Administrators Association identified crypto scams and social media fraud as the most pressing threats to retail investors.
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President Trump signed an Executive Order to establish a strategic Bitcoin reserve and US digital asset stockpile.
A firm settled FINRA charges for anti-money laundering and supervisory deficiencies related to its failures to detect and report suspicious transactions, conduct independent AML testing and enforce adequate market manipulation controls.
According to a survey of brokers, trading firms and exchanges, global derivatives market trading will rise in 2025, but "mainly because of political instability and geopolitical conflict," rather than economic fundamentals.
A broker-dealer that "operates an alternative trading system for the trading of fixed income securities," settled FINRA charges for failing to properly report certain municipal securities transactions to the MSRB's Real-Time Transaction Reporting System.