The SEC issued "a six-month extension" on the compliance dates for rule amendments on investment company names "that are likely to mislead investors about the investment company's investments and risks."

FINRA proposed to consolidate its rules on outside business activities of registered and associated persons to "streamline and reduce unnecessary burdens."

In a new report, the International Organization of Securities Commissions described emerging uses of AI technologies in the capital markets and highlighted the "potential benefits but also potential risks."

The CFTC Division of Market Oversight withdrew an advisory "in its entirety" after concluding that the advisory had "created regulatory uncertainty regarding whether certain entities ... are required to register as a [swap execution facility]."

CFTC Acting Chair Caroline D. Pham underscored her commitment to "getting back to basics," and announced that in her six-week tenure, "the CFTC has completed or addressed about a fifth of our open matters and dispositioned about a third of our open investigations."