SEC Division of Enforcement Director Andrew Ceresney described the strategy behind recent actions against private equity fund advisers.
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FDIC Chief Information Officer and Chief Privacy Officer Lawrence Gross outlined the ways in which the FDIC identifies, analyzes, reports and remediates information security incidents based on the risk of harm posed to supervised individuals or entities.
The CFTC Division of Market Oversight extended conditional time-limited no-action relief to an Australian exchange operating a multilateral trading platform from the Swap Execution Facility registration requirement.
The Board of Governors of the Federal Reserve System took direct control over the Office of Financial Policy and Research and renamed it the Division of Financial Stability.
The Office of Financial Research issued guidance for collecting comprehensive and high-quality data for financial stability analysis, market monitoring, and policymaking.