Commissioner Kara M. Stein called on the SEC to create a "Digital Disclosure Task Force."
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21953 News Results
The SEC Division of Corporate Finance issued no-action relief in a matter involving whether a new entity qualified as a successor organization under Securities Exchange Act 12b and 12g rules.
New SRO rules and rule proposals were announced by the SEC.
The Federal Register published the CFTC approval of a final swap portfolio reconciliation rule amending the definitions of "portfolio reconciliation" and "material terms".
FINRA outlined member obligations to report options to the Large Options Positions Reporting system.