Weekly Roundup of Exchange Rules by Category

New SRO rules and rule proposals were announced by the SEC. Click on the links to view the SEC's notices of exchange rule changes and proposals for the week of May 2 – May 6.

Clearance & Settlement:

• ICC: Notice of Filing of Proposed Rule Change to Revise the ICC End-of-Day Price Discovery Policies and Procedures (Release No. 34-77771; File No. SR-ICC-2016-007; May 5, 2016)

• ICC: Order Approving Proposed Rule Change to Revise the ICC Operational Risk Management Framework (Release No. 34-77769; File No. SR-ICC-2016-003; May 5, 2016)

Fees, Fines, Rebates & Claims:

• Bats EDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees (Release No. 34-77780; File No. SR-BatsEDGX-2016-13; May 6, 2016)

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-77758; File No. SR-CBOE-2016-040; May 3, 2016); see also Exhibit 5

• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees (Release No. 34-77754; File No. SR-ISE-2016-10; May 2, 2016); see also Exhibit 5

• ISE Gemini: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees (Release No. 34-77752; File No. SR-ISEGemini-2016-04; May 2, 2016)

• MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule (Release No. 34-77777; File No. SR-MIAX-2016-09; May 6, 2016); see also Exhibit 5

Market Data:

• NASDAQ: Exchange's Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Exchange's Offering of Remote ITCH to Trade Options Wave Ports (Release No. 34-77765; File No. SR-NASDAQ-2016-033; May 4, 2016)

Products:

• BATS: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the Pointbreak Diversified Commodity Strategy Fund of the Pointbreak ETF Trust under BATS Rule 14.11(i), Managed Fund Shares (Release No. 34-77770; File No. SR-BATS-2016-16; May 5, 2016)

• NASDAQ: Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Mortgage REIT ETF of First Trust Exchange-Traded Fund VIII (Release No. 34-77781; File No. SR-NASDAQ-2016-064; May 6, 2016)