A group of financial industry associations outlined a set of principles they deemed "essential" to developing effective cybersecurity, data and technology policies.

The CFTC simultaneously filed and settled charges against a registered futures commission merchant for failing to report (i) a customer residual account deficiency and (ii) special account positions held by large traders.

IOSCO recommends further development of industry best practices after concluding that storage and delivery infrastructure may impact market pricing for commodity derivatives.

In a new booklet titled "Student Lending," the Comptroller of the Currency provided guidance for examiners on risk associated with private student loans.

The FDIC adopted amended registration requirements for insured state nonmember banks and their subsidiaries when acting as transfer agents for qualifying securities.