A hotel and resort company delayed the planned acquisition of a vacation ownership business as a result of new understandings of the tax consequences of the deal under the Foreign Investment in Real Property Tax Act.

FINRA summarized its latest notices, compliance resources and news in its April 2016 monthly podcast.

Multiple federal regulatory agencies requested comment on their joint proposal to limit incentive-based compensation arrangements at covered institutions.

The National Futures Association is now accepting for review risk-based initial margin models for uncleared swaps.

A U.S. District Court Judge dismissed a complaint against FINRA that alleged the agency acted outside the scope of its authority concerning a disciplinary matter.