The Federal Financial Institutions Examination Council issued a new appendix, titled Mobile Financial Services, to the Retail Payment Systems booklet of the FFIEC Information Technology Handbook.

The Futures Industry Association urged the SEC to prioritize the finalization of enhanced standards for systemically important and security-based swap clearing agencies ("covered clearing agencies") in order to avoid potential market disruptions.

The CFTC approved a final rule to amend the definitions of "portfolio reconciliation" and "material terms" in order to facilitate the portfolio reconciliation of swaps.

SIFMA supported an appeal against an SEC administrative determination that a registered investment adviser could be sanctioned for fraudulent misrepresentations that occurred beyond the statute of limitations.

A U.S. District Court for the Northern District of Illinois issued several rulings in a CFTC case against a proprietary trading firm for allegedly engaging in "spoofing."