The CFTC requested comment on a proposed amendment clarifying that regional transmission organizations and independent system operators are not exempt from the private right of action provisions of the CEA. The request for comment was published in the Federal Register.
News & Insights
21953 News Results
The SEC adopted a proposed rule requiring alternative trading systems to submit additional order and execution information to FINRA.
Energy Metro Desk provided highlights of the Futures Industry Association's 38th Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products.
The Cabinet Regulatory Tracker provides a list of significant comment deadlines, effective dates and filing deadlines.
New SRO rules and rule proposals were announced by the SEC.