The SEC adopted revisions to the Electronic Data Gathering, Analysis, and Retrieval System Filer Manual and related rules.

Senator Ron Wyden (D-OR) introduced a draft bill that would amend the Internal Revenue Code to revise the tax treatment of derivatives and their underlying investments.

The SEC updated its questions and answers concerning non-GAAP financial measures.

The SEC Office of Investor Education and Advocacy published a guide to help investors understand Master Limited Partnerships.

FINRA fined a financial services firm and suspended its Compliance Officer for failing to conduct required due diligence and periodic risk reviews for foreign financial institutions and for failing to establish and maintain an adequate Customer Identification Program.