SEC Chief of Staff Andrew J. Donohue shared personal insights and professional guidelines for effective legal and corporate compliance.

The SEC requested comments on FINRA's proposed amendments to the Code of Arbitration Procedures for Customer and Industry Disputes. The request for comments was published in the Federal Register.

The FDIC extended the comment deadline on a proposed rule that would facilitate the "prompt payment of FDIC-insured deposits should a large insured depository institutions fail."

SEC Chair Mary Jo White outlined new initiatives in investment company regulation. She delivered her remarks at the annual meeting of the Investment Company Institute.

The SEC will reward more than $450,000 to two individuals for tips that led the SEC to open a corporate accounting investigation.