NASAA requested public comment on proposed model rules and uniform notice filing forms for federal crowdfunding offerings.

The SEC granted a limited exemption to an Exchange from complying with certain requirements of the Tick Size Pilot Plan under Regulation NMS.

The MSRB outlined available resources in its multimedia library to assist state and local government issuers with activities ranging from the assembly of a deal team to the submittal of annual financial disclosures for outstanding bonds.

SIFMA urged the U.S. Court of Appeals for the Second Circuit to vacate a class certification order on the grounds that it disrupts the "balance between appropriate enforcement of the law and weeding out non-meritorious suits."

The CFTC Division of Swap Dealer and Intermediary Oversight granted exemptive relief to multiple Commodity Pool Operators from the requirement that they distribute quarterly account statements within 30 days of the end of the quarter to pool participants.