A firm settled FINRA charges for failing to reasonably supervise and investigate surveillance alerts for manipulative trading.

President Donald Trump withdrew the nomination of Brian Quintenz to serve as Chair of the CFTC.

The Supreme Court deferred a decision to issue a stay of a District of Columbia Circuit determination and Order granting Lisa Cook an injunction and preventing her removal as a Federal Reserve Governor.

In a no-action letter, the SEC Division of Investment Management ("Division") permitted advisers and funds to treat State Trust Companies as "banks" to allow custody of crypto assets and related cash.

The SEC granted conditional exemptive relief to Consolidated Audit Trail ("CAT") participants from certain requirements under the Exchange Act and Regulation NMS in order to reduce operating costs.