SEC Commissioner Hester M. Peirce called for a "principles-based" framework for crypto custody, arguing that rigid rules risk undermining investor protection and limiting market development.

The SEC issued new guidance to assist broker-dealers and other market participants with the implementation of the Treasury clearing rules.

A firm settled FINRA charges for supervisory and disclosure deficiencies related to municipal bonds traded at a market discount.

Senate and House Democrats called on federal banking regulators to withdraw a proposed rule that would "significantly reduce the enhanced supplementary leverage ratio ("eSLR") requirement for the eight U.S. global systemically important banks."

A firm settled FINRA charges for misleading communications concerning crypto assets offered by an unaffiliated entity.