The American Bankers Association urged the Department of Housing and Urban Development to refrain from changing underwriting standards for FHA-insured loans until more data is available on the risks associated with Buy Now, Pay Later products.

The Fifth Circuit remanded, for further consideration by the SEC, two recent SEC rules on securities lending and short selling. The appellate court held that the agency failed to account for the combined economic impact of the rules.

A firm settled FINRA charges for supervisory and recordkeeping failures related to its automated approval process for self-directed options accounts.

A firm settled FINRA charges for failing to apply the correct suspicious activity report filing threshold.

FINRA suspended two brokers for excessive trading in customer accounts.