The SEC identified the panelists for an upcoming roundtable on trade-through prohibitions. The roundtable is scheduled for September 18, 2025.

FINRA suspended a broker for exercising discretion in customer accounts without written authorization and for using unapproved communication channels to conduct securities business.

In an updated version of its Consumer Compliance Examination Manual, the FDIC removed the evaluation of disparate impact from its fair lending reviews.

The CFTC Division of Market Oversight reaffirmed that foreign boards of trade ("FBOTs") must register with the agency ("CFTC Rules Part 48 Registration of Foreign Boards of Trade") before providing direct access to US-based members or other US persons.

A coalition of more than 110 blockchain builders, investors and advocacy organizations urged Senate legislators to protect software developers and non-custodial service providers in upcoming market structure legislation.