The SEC Division of Trading and Markets, the CFTC Division of Market Oversight and the Division of Clearing and Risk issued a joint statement expressing their intention to facilitate the trading of certain spot crypto asset products on CFTC- and SEC-registered markets.
News & Insights
21948 News Results
Five financial trade associations urged the House Financial Services Committee to amend rather than replace the Gramm-Leach-Bliley Act as the primary federal framework for consumer financial data privacy.
Democratic Senators called on the Banking Committee to postpone consideration of Federal Reserve Board Governor nominee Dr. Stephen Miran.
House Oversight Committee Chair James Comer requested that the Treasury Department provide Suspicious Activity Reports ("SARs") tied to Jeffrey Epstein and Ghislaine Maxwell.
An advisory firm settled SEC charges for failing to adequately disclose conflicts of interest in connection with its fee-based, portfolio management, Personal Advisor Services program.