Commentary by Ilan T. Graff
The DOJ and Department of the Treasury joined a multinational force to coordinate economic countermeasures against Russia in response to its invasion of Ukraine.
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Commentary by Ilan T. Graff
The SEC appointed Dave A. Sanchez to direct the agency's Office of Municipal Securities.
FINRA reminded members that a firm's responsibility to meet its supervisory obligations "rests with a firm’s business management, not its compliance officials." FINRA highlighted the factors it considers before imposing supervisory liability on a firm's Chief Compliance Officer.
The CFPB updated its supervisory operations and examinations manual to better pursue "discrimination in all consumer finance markets, including credit, servicing, collections, consumer reporting, payments, remittances, and deposits."
Sarah Bloom Raskin withdrew her candidacy to serve as Vice Chair for Supervision of the Federal Reserve Board. The Senate advanced the four remaining nominees.