SIFMA Executive Vice President and General Counsel Ira D. Hammerman will retire at the end of 2022.
News & Insights
21975 News Results
A firm settled FINRA charges for supervisory and late filing violations related to private placements.
The Congressional Research Service recapped key issues in policymakers' "efforts to transition away from the use of LIBOR in financial products in order to avoid disruption."
The SEC proposed a series of rule changes that would standardize the inclusion and consistency of climate-related disclosures in registration statements and periodic reports.
A federal savings bank settled OCC charges and FinCEN charges for violating Bank Secrecy Act regulations and failing to adequately implement anti-money laundering programs.