CFTC Chair Rostin Behnam and FIA President and CEO Walt Lukken addressed current global market volatility due to the war in Ukraine, and recent developments concerning digital assets, disintermediation and derivatives.

FINRA requested comments on a proposal to speed up the arbitration process for claimants who are seriously ill or elderly.

President Joseph R. Biden into law the Consolidated Appropriations Act, which includes the Adjustable Interest Rate (LIBOR) Act.

​A firm and its General Securities Principal settled FINRA charges for supervisory violations regarding suitability and excessive trading.

A London-based swap dealer settled CFTC charges for violating trade reporting and business conduct requirements.