OFAC amended the Cuban Assets Control Regulations to (i) authorize group "people-to-people" educational travel, (ii) authorize travel to attend or organize professional meetings or conferences and (iii) remove family remittances and authorize donative remittances to Cuba.
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A broker-dealer settled parallel charges brought by NYSE LLC and NYSE National, Inc. for failing to maintain continuous, two-sided trading interest.
Comments are due by August 8, 2022 on a CFTC Request for Information concerning risks to the derivatives and commodities markets presented by climate change. The notice was published in the Federal Register.
Treasury Secretary Janet L. Yellen outlined Treasury's fiscal year 2023 budget priorities which will focus on investments in education, medical care and affordable housing, as well as "tax reforms that enable deficit reduction and prioritize a fairer tax system."
An investment adviser and its principal owner settled SEC charges for best execution failures and failing to disclose conflicts of interest arising from the use of an affiliated broker-dealer.