SIFMA asserted that the SEC lacks the authority to enact proposed regulation requiring additional disclosure for special-purpose acquisition companies.
News & Insights
21975 News Results
The CFTC Division of Data reminded market participants of their obligation to correct errors in data submitted to a swap data repository.
The Congressional Research Service examined the regulatory framework for stablecoins and reviewed options for legislators and regulators.
A broker-dealer settled FINRA charges for failing to correctly indicate short sale identifiers when reporting to the FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility.
A broker-dealer settled FINRA charges for failing to ensure intermarket sweep orders were routed to the correct market centers.