The SEC issued a Request for Information and public comment on the activities of index providers, model portfolio providers and pricing services.

An investment adviser settled SEC charges for disproportionately allocating undisclosed expenses to a private equity fund in connection with a take-private action.

Comments are due by July 6, 2022 for separate proposals by the National Securities Clearing Corporation, the Fixed Income Clearing Corporation and the Depository Trust Company regarding their respective capital requirements.

At a Senate Banking Committee hearing, Ranking Member Pat Toomey and Committee Chair Sherrod Brown squared off on the merits of the "Investor Democracy is Expected Act" which would limit the voting power of index fund managers.

At SIFMA's 2022 Anti-Money Laundering & Financial Crimes Conference, DOJ and Treasury executives focused their remarks on recent efforts to respond to Russia's invasion of Ukraine and the management of money laundering risks related to digital assets.