The SEC Office of Investor Education and Advocacy warned investors of risks associated with extended-hours trading.
News & Insights
Acting Comptroller of the Currency Michael J. Hsu called for the revitalization of Community Development Financial Institutions and Minority Depository Institutions, highlighting their important role in providing capital, credit, loans and other banking services to minority and low-to-moderate-income communities.
Final rules and form amendments requiring certain financial documents to be filed electronically through the SEC EDGAR system will become effective on July 11, 2022. The notice was published in the Federal Register.
The Alternative Reference Rates Committee issued guidance on the transition away from using USD LIBOR ICE swap rates to alternative reference rates.
SIFMA expressed concern over FINRA's proposed amendments to require FINRA-member broker-dealers to report transactions in U.S. dollar-denominated foreign sovereign and supranational securities to the Trade Reporting and Compliance Engine system on a same-day basis.