OFAC issued additional guidance related to the Russian Harmful Foreign Activities Sanctions Regulations.
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21975 News Results
A registered investment fund settled SEC charges for failing to implement its policies and procedures relating to the valuation of securities prices that the company delegated to its investment adviser.
A financial services firm settled SEC charges for failing to meet client relationship summary filing and posting requirements.
An investment adviser settled SEC charges for misrepresenting the daily net asset value thereby inflating the performance of its affiliated investment fund.
In a civil case involving the theft of digital assets, the Supreme Court of the State of New York authorized a cryptocurrency exchange to serve notice on a group of anonymous defendants via "airdrop" using a special-purpose Ethereum-based token.