The SEC approved harmonizing FINRA rules on customer account statements with temporary dual FINRA -NYSE rules and interpretations.
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In a speech on regulating crypto-assets and decentralized markets, Federal Reserve Board Governor Christopher J. Waller argued that the focus should be on those investors who may experience catastrophic losses due to their lack of understanding of the risks involved.
The Federal Reserve Board, the FDIC and the OCC solicited comments on proposed amendments to Community Reinvestment Act regulations. Comments are due by August 5, 2022. The notice was published in the Federal Register.
The comment deadline for a FINRA proposal to modify the timing of Trade Reporting and Compliance Engine reporting requirements for transactions in Treasury Securities is June 24, 2022.
An automobile manufacturer entered into a plea agreement with the DOJ admitting to conspiracy to defraud the United States, wire fraud and Clean Air Act violations.