CFTC Chair Rostin Behnam urged Congress to move quickly on a "thoughtful" regulatory approach for digital assets.
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The MSRB proposed a one-time exception to allow individuals previously qualified as municipal advisors whose certification lapsed to requalify without having to take the Series 50 exam, subject to certain conditions.
SEC Commissioner Mark T. Uyeda criticized the SEC's rulemaking agenda for investment advisers and investment funds as being overly prescriptive, costly and failing to effectively address concerns raised by market participants.
The SEC extended no-action relief for FINRA members that do not comply with SEA Rules on the initiation or resumption of quotations without specific information on fixed income securities.
Senate Banking Committee Chair Sherrod Brown (D-OH) urged regulators to work with one another as well as with Congress on a coordinated approach to crypto regulation.