The CFTC Market Participants Division reminded non-U.S. swap dealers that rely on substituted compliance of their CCO annual report obligations.

FINRA set effective dates for amendments to a rule on Trade Reporting and Compliance Engine ("TRACE") reporting period requirements for transactions in U.S. Treasury Securities.

FINRA provided guidance on supervising options trading account approvals and monitoring account activity.

Senate Banking Committee Ranking Member Pat J. Toomey (R-PA) urged the CFPB to stop using disparate impact theory as guidance for evaluating whether racial discrimination occurred, saying the theory is misguided and encourages regulators to abuse authority.

The CFTC staff extended previously granted no-action relief relating to Brexit.