Comments on a FINRA proposal to establish new order routing disclosure report publication requirements for over-the-counter and National Market System equity securities orders are due by December 27, 2022.

The CFPB proposed a settlement of claims against a healthcare-focused loan origination company for misleading customers about how it handled customer deposits.

In parallel civil and criminal actions, a technology company settled SEC and DOJ charges for violations of the Foreign Corrupt Practices Act.

CFTC Commissioner Christy Goldsmith Romero recommended steps the United States should take, in conjunction with other national governments, to respond to cybersecurity threats to the financial system.

The CFTC Division of Market Oversight ("DMO") modified previously granted no-action relief from swap execution facility registration to an Australian multilateral swap-trading facility.