Comments on pandemic-related MSRB proposals to (i) extend remote office inspection relief and (ii) remove references to expired temporary relief are due by December 14, 2022.

OFAC determined that an Executive Order prohibiting new investment and services to the Russian Federation applies to the maritime transportation of Russian Federation-origin crude oil and petroleum products purchased under a certain price cap.

SEC Director of Enforcement Gurbir S. Grewal highlighted the importance of bolstering public trust in institutions and markets, given the recent volatility across financial and digital asset markets.

The SEC initiated administrative proceedings against a cryptocurrency decentralized autonomous organization and indicated that it may delay or suspend the registration on an offering of two crypto tokens.

A broker-dealer settled FINRA charges for mislabeling, over-reporting and failing to timely report securities transactions to the Trade Reporting and Compliance Engine.