The SEC requested comments on MSRB-proposed draft amendments that would require municipal advisors to establish continuing education requirements for associated persons who qualified as municipal advisor representatives or municipal advisor principals.

The SEC adopted inflation adjustments and other technical amendments in order to implement certain requirements mandated by the Jumpstart Our Business Startups ("JOBS") Act.

The SEC Division of Corporation Finance waived the disqualification provisions of certain issuer requirements for Citigroup Global Markets, Inc.

The SEC extended an exemption for security-based swap data repositories ("SDRs") from compliance with rules that govern the SDR registration process, duties and core principles under Title VII of the Dodd-Frank Act.

The NFA updated its Self-Examination Questionnaire for Futures Commission Merchants, Futures Derivatives Merchants, Investment Bankers, Commodity Pool Operators and Commodity Trading Advisors.