IOSCO approved a new memorandum of understanding that provides for greater consultation and cooperation among members and enhanced cross-border standards for information exchange.

A Colorado-based environmental solutions company and its former chief financial officer settled SEC charges for, among other allegations, violating books and records requirements.

Two Citigroup Global Markets Inc. traders settled CFTC charges that they engaged in spoofing in U.S. Treasury futures markets.

Four Democratic Senators urged SEC Inspector General Carl W. Hoecker to investigate SEC Acting Chair Michael Piwowar's actions during his transitional appointment in order to "determine whether they are legally permissible and in keeping with the SEC's core mission."

CFTC Acting Chair J. Christopher Giancarlo outlined a regulatory approach that would change the priorities of the CFTC. He also announced the appointment of a new CFTC Director of Enforcement.