FINRA released podcasts that highlight operational risks and market integrity issues outlined in FINRA's 2017 Regulatory and Examination Priorities Letter.

SIFMA requested comments on draft municipal security issue price model documents in order to help industry market participants comply with the "new Treasury Department issue price rules for municipal securities."

The SEC named Sagar S. Teotia, Deputy Chief Accountant of the Office of the Chief Accountant.

The CFTC Division of Swap Dealer and Intermediary Oversight granted no-action relief to a futures commission merchant. The relief provides "futures, options and swaps clearing services to customers that are 'covered funds.'"

The National Futures Association will update member firms on recent agency initiatives during a Town Hall webinar on April 3, 2017.