The SEC Division of Corporation Finance granted exemptive relief allowing an Indian company to make an issuer tender offer that will remain open for a total of 10 working days.

FINRA revised its Sanction Guidelines to reflect developments in FINRA's disciplinary process and the levels of sanctions imposed during proceedings.

The Financial Action Task Force updated the list of jurisdictions with strategic deficiencies in combating anti-money laundering and countering the financing of terrorism.

New SRO rule changes and proposals were announced by the SEC for the week of April 3 to April 7, 2017.

FINRA is updating the Regulatory Extension (REX) system to enable firms to file extensions of time requests.