A federal judge entered an Order of Default Judgment against a firm and its president for illegal off-market transactions in precious metals.

On June 20, 2017, the CFTC Market Risk Advisory Committee will discuss risk surveillance of central clearing counterparties and other market concerns.

The Federal Financial Institutions Examination Council updated its Cybersecurity Assessment Tool.

The SEC issued an Order making annual adjustments to transaction fee rates. The new rates will take effect on July 4, 2017.

Industry experts will address the latest cybersecurity developments and information-protection measures for investment advisers and broker-dealers at a NASAA roundtable discussion scheduled for June 23, 2017.