The SEC extended exemptive relief to NYSE, NYSE MKT and NYSE Arca from minimum pricing increments established by Regulation NMS.

The Supreme Court held that a five-year statute of limitations applies to claims for the disgorgement of ill-gotten gains obtained through violations of federal securities laws.

FINRA summarized its latest news, regulatory notices, guidance and resources in the May 2017 edition of its Monthly Recap Podcast.

The Federal Housing Finance Agency issued a final rule amending regulations to allow certain state-chartered credit unions to obtain Federal Home Loan Bank memberships without having federal share insurance.

The SEC charged a brokerage firm with anti-money laundering violations involving repeated failures to report suspicious activity.